The conventional stochastic data envelopment analysis (SDEA) model suffers from biased efficiency scores for units located at the weak efficient frontier or compared to the weak frontier. This study modifies the weak efficient hyperplane(s) while maintaining the general production function by restricting the gradients of weak efficient hyperplanes in the original model using facet analysis. Empirical analysis on environmental efficiency of sustainable development goals validates the results of the modification. Results of the modified model compared to the conventional model show change in efficiency scores of weak efficient units and those compared to the weak part of the frontier while the efficiency scores of the strong efficient frontier remain the same. Furthermore, the proposed model shows greater discriminatory power compared to the conventional model, hence, providing a reliable benchmark and improvement strategy post efficiency analysis.
Keywords: Efficiency stochastic data envelopment analysis (SDEA), weak efficient frontier, facet analysis, sustainable development goals
@article{RO_2022__56_4_2159_0,
author = {Forghani, Davood and Ibrahim, Mustapha D. and Daneshvar, Sahand},
title = {Improving weak efficiency frontier in a variable returns to scale stochastic data envelopment analysis model},
journal = {RAIRO. Operations Research},
pages = {2159--2179},
year = {2022},
publisher = {EDP-Sciences},
volume = {56},
number = {4},
doi = {10.1051/ro/2022100},
mrnumber = {4454167},
language = {en},
url = {https://www.numdam.org/articles/10.1051/ro/2022100/}
}
TY - JOUR AU - Forghani, Davood AU - Ibrahim, Mustapha D. AU - Daneshvar, Sahand TI - Improving weak efficiency frontier in a variable returns to scale stochastic data envelopment analysis model JO - RAIRO. Operations Research PY - 2022 SP - 2159 EP - 2179 VL - 56 IS - 4 PB - EDP-Sciences UR - https://www.numdam.org/articles/10.1051/ro/2022100/ DO - 10.1051/ro/2022100 LA - en ID - RO_2022__56_4_2159_0 ER -
%0 Journal Article %A Forghani, Davood %A Ibrahim, Mustapha D. %A Daneshvar, Sahand %T Improving weak efficiency frontier in a variable returns to scale stochastic data envelopment analysis model %J RAIRO. Operations Research %D 2022 %P 2159-2179 %V 56 %N 4 %I EDP-Sciences %U https://www.numdam.org/articles/10.1051/ro/2022100/ %R 10.1051/ro/2022100 %G en %F RO_2022__56_4_2159_0
Forghani, Davood; Ibrahim, Mustapha D.; Daneshvar, Sahand. Improving weak efficiency frontier in a variable returns to scale stochastic data envelopment analysis model. RAIRO. Operations Research, Tome 56 (2022) no. 4, pp. 2159-2179. doi: 10.1051/ro/2022100
[1] , , and , Multidimensional frontier visualization based on optimization methods using parallel computations. J. Global Optim. 76 (2020) 563–574. | MR | Zbl | DOI
[2] , Stochastic data envelopment analysis. Working Paper. Carnegie Mellon University (1988).
[3] , Maximum likelihood, consistency and data envelopment analysis: a statistical foundation. Manage. Sci. 39 (1993) 1265–1273. | Zbl | DOI
[4] , and , Some models for estimating technical and scale inefficiencies in data envelopment analysis. Manage. Sci. 30 (1984) 1078–1092. | Zbl | DOI
[5] , and , A model to evaluate variables impacting the productivity of software maintenance projects. Manage. Sci. 37 (1991) 1–18. | DOI
[6] , and , Sensitivity and stability in stochastic data envelopment analysis. J. Oper. Res. Soc. 66 (2015) 134–147. | DOI
[7] and , The Non-Archimedean CCR Ratio for Efficiency Analysis: A Rejoinder to Boyd and Färe. Texas Univ at Austin Center for Cybernetic Studies (1984).
[8] , and , Measuring the efficiency of decision making units. Eur. J. Oper. Res. 2 (1978) 429–444. | MR | Zbl | DOI
[9] , and , Short communication: measuring the efficiency of decision making units. Eur. J. Oper. Res. 3 (1979) 339. | Zbl | DOI
[10] , and , Sensitivity analysis on modified variable returns to scale model in Data Envelopment Analysis using facet analysis. Comput. Ind. Eng. 76 (2014) 32–39. | DOI
[11] , , and , On characterizing full dimensional weak facets in DEA with variable returns to scale technology. Optimization 64 (2015) 2455–2476. | MR | Zbl | DOI
[12] EPI, Environmental Performance Index (EPI) (2021, 16th May). https://epi.yale.edu/about-epi.
[13] and , Data envelopment analysis for managerial control and diagnosis. Decis. Sci. 20 (1989) 90–119. | DOI
[14] , and , Mapping the sustainable development goals relationships. Sustainability 12 (2020) 3359. | DOI
[15] and , Dominance stochastic models in data envelopment analysis. Eur. J. Oper. Res. 95 (1996) 390–403. | Zbl | DOI
[16] and , Integrated analysis of energy-economic development-environmental sustainability nexus: case study of MENA countries. Sci. Total Environ. 737 (2020) 139768. | DOI
[17] , , and , Target setting in data envelopment analysis: efficiency improvement models with predefined inputs/outputs. OPSEARCH 57 (2020) 1319–1336. | MR | Zbl | DOI
[18] and , Stochastic data envelopment analysis: a quantile regression approach to estimate the production frontier. Eur. J. Oper. Res. 278 (2019) 385–393. | MR | Zbl | DOI
[19] , and , Quantile estimation of the stochastic frontier model. Econ. Lett. 182 (2019) 15–18. | MR | Zbl | DOI
[20] , , and , A common weights model for investigating efficiency-based leadership in the russian banking industry. RAIRO: Oper. Res. 55 (2021) 213–229. | MR | Numdam | DOI
[21] , , , and , Do energy efficiency and export quality affect the ecological footprint in emerging countries? A two-step approach using the SBM–DEA model and panel quantile regression. Environ. Syst. Decis. (2022) 1–18. DOI: . | DOI
[22] , and , Environmental efficiency of disaggregated energy R&D expenditures in OECD: a bootstrap DEA approach. Environ. Sci. Pollut. Res. 28 (2021) 19381–19390. | DOI
[23] , , , , , and , Measuring the economic efficiency performance in Latin American and Caribbean countries: an empirical evidence from stochastic production frontier and data envelopment analysis. Int. Econ. 169 (2022) 43–54. | DOI
[24] , , and , Assessing eco-efficiency through the DEA analysis and decoupling index in the Latin America countries. J. Cleaner Prod. 205 (2018) 512–524. | DOI
[25] and , Facet analysis in data envelopment analysis. In: Data Envelopment Analysis, edited by . Springer US (2015). | MR | DOI
[26] and, , Stochastic data envelopment analysis – a review. Eur. J. Oper. Res. 251 (2016) 2–21. | MR | Zbl | DOI
[27] and , Efficiency measurement in the stochastic frontier model. Eur. J. Oper. Res. 129 (2001) 434–442. | Zbl | DOI
[28] , Performance measurement using a novel directional distance function based super efficiency model and neighbourhood theory. RAIRO: Oper. Res. 55 (2021) 3617–3638. | MR | Zbl | Numdam | DOI
[29] , Theory of DEA models. In: Dynamics of Data Envelopment Analysis, Springer (1995) 1–37.
[30] and , On measuring the inefficiency with the inner-product norm in data envelopment analysis. Eur. J. Oper. Res. 133 (2001) 377–393. | MR | Zbl | DOI
[31] and , The necessity of distinguishing weak and strong disposability among undesirable outputs in DEA: environmental performance of Chinese coal-fired power plants. Energy Policy 38 (2010) 4440–4444. | DOI
[32] , , , and , Stochastic leader–follower DEA models for two-stage systems. J. Manage. Sci. Eng. 6 (2021) 413–434.
[33] , , , and , Determining closest targets on the extended facet production possibility set in data envelopment analysis: modeling and computational aspects. Eur. J. Oper. Res. 296 (2022) 927–939. | MR | Zbl | DOI
Cité par Sources :





